Anti-money Laundering Legislation Requirements Summary
| Form Number | Form Name | What’s Changed |
| 31 | Third Party Information | Phone number now required. Political Positions questionnaire added. |
| 355 | Payout Annuity Application | Political Positions section wording updates Verification of ID wording and document changes Declaration of Tax wording updates |
| 375ANN | Segregated Fund Code | NEW |
| 375SEL | Segregated Fund Code | NEW |
| 594 | Business Information | New documentation required for Corporate owners. New Entity classification of “strata corporation”. |
| 671OC | Ownership Change | Alt ID changes. New ‘Tax Considerations’ section New ‘Source of Funds’ section |
| 693SEL | Investment Direction Form | Updates to the Political Positions section |
| 693ANN | Investment Direction Form | Updates to the Political Positions section |
| 799 | GIA Reg/Non-reg Application | Political Positions section wording updates along with Verification of ID wording and document changes to Third Party section wording updates and Declaration of Tax wording updates |
| 1027 | Additional/Updated Customer Information | Alt ID changes. |
| 1384 | Pivotal Select Application Form | Verification of ID has been updated along with Third-Party and Declaration of Tax section. Fund Selection has also been updated to include a reference sheet with all the funds. |
| 1383 | TFSA Application Form | Verification of ID has been updated along with Third-Party and Declaration of Tax section. Fund Selection has also been updated to include a reference sheet with all the funds. |
| 1516 | Claimant’s Statement – Individual |
Beneficiary and Trustee information has been updated. Political Positions questionnaire also added. |
| 1733A | Non face-to-face and Alternative ID Verification | Alt ID changes. |
| 1820 | Verification of ID (Remote Signer) | Verification of ID wording and document changes |
| 1969 | Claimant’s Statement – Entity |
NEW (Available early June) |