Savings & Retirement Administration Forms
Point of Sale MaterialsSegregated Funds:
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Online Tools and Resources
- EZcomplete: Easily submit segregated fund and Daily/Guaranteed Interest Account applications using this online tool.
- EZtransact: Easily submit client requests using this online tool for segregated funds. Currently supports pre-authorized debit, switches, doller cost averaging and withdrawal requests.
- Address Changes: Submit your client’s address changes in this online form.
- Conversion Resources: Forms to convert your client’s RRSP/LIRA to a RRIF/LIF.
Administration Forms
Form Number | Cover | Marketing Material Name | Available Languages | Product |
---|---|---|---|---|
2164 | Advisor Attestation - Stylus Signatures File | FR | ||
0671BCFSR | Beneficiary Change Form - S&R File | FR | ||
2087 |
Daily/Guaranteed Interest Account - FHSA Application
File
(fillable/savable) |
FR | ||
1969 |
Claimant Statement for entities - Savings and Retirement
File
Available in PDF only (fillable/savable) |
FR | ||
2096 | DUCA Credit Union Lending Arrangement File | FR | ||
2120 | FHSA to RSP/RIF Conversion File | FR | ||
0594 GUIDE | Guide to Completing Business Information Form File | FR | ||
0693GIA |
Investment Direction Form - DIA/GIA
File
(fillable/savable) |
FR | ||
0671OCSR | Ownership Change Form - S&R File | FR | ||
2086 |
Pivotal Select FHSA Application
File
(fillable/savable) |
FR | ||
2004 | Signing Authorities Certificate File | FR | ||
0693ANN |
Investment Direction - Legacy products
File
(fillable/savable) |
FR | ||
1027 |
Additional/Updated Customer Information
File
Available in PDF (fillable / savable) |
FR | ||
0891 |
Policy Owner Request for New Advisor
File
Available in PDF only (fillable/savable) |
FR | ||
0455 | Annuity Settlement Option File | FR | ||
0594 |
Business Information Form
File
Available in PDF only (fillable/savable) |
FR | ||
1388 |
Change of Sales Charge Option (Pivotal Select)
File
(fillable/savable) |
FR | ||
1516 |
Claimant Statement for Individuals - Savings and Retirement
File
Available in PDF only (fillable/savable) |
FR | ||
0375SEL |
Pivotal Select segregated fund codes and fees
File
A reference document listing all of Equitable's segregated fund codes (past and present). (Available in PDF only) |
FR | ||
1605 |
DSC & Transfer Fee Reimbursement Request Form
File
Available in PDF only (fillable/savable) |
FR | ||
0375ANN |
Equitable’s Legacy Products: Personal Investment Portfolio and Pivotal Solutions Segregated Fund Codes (2024/07/31)
File
Personal Investment Portfolio and Pivotal Solutions segregated fund codes. (Available in PDF only) |
FR | ||
0686 |
GIA Special Quote Request
File
(fillable/savable) |
FR | ||
1790 |
Daily/Guaranteed Interest Account Contract
File
DIA/GIA contract summary |
FR | ||
0799 |
Daily/Guaranteed Interest Account - Reg/Non Reg Application
File
(fillable/savable) |
FR | ||
0796 |
Daily/Guaranteed Interest Account - Tax-Free Savings Account Application
File
(fillable/savable) |
FR | ||
0693SEL |
Investment Direction - Pivotal Select
File
(fillable/savable) |
FR | ||
0014 |
Limited Trading Authorization
File
Available in PDF only (fillable/savable) |
FR | ||
0671NC |
Name Change Form
File
Available in PDF only (fillable/savable) |
FR | ||
1366 |
Pivotal Select Fund Facts
File
Looking for more fund information, we’ve got you covered – not just at purchase, but in the years to come too. |
FR | ||
1508 |
Non-Resident Transactions
File
Equitable is not registered to sell savings and retirement products outside of Canada, however an existing Equitable client may choose to move to a different country. When a client becomes a non-resident some types of transactions may be restricted. (Available in PDF only) |
FR | ||
1403 |
Pivotal Select Contract and Information Folder
File
A complete and detailed disclosure of all material facts relating to Equitable's Pivotal Select product. The Pivotal Select Fund Facts must accompany this item. |
FR | ||
0355 |
Payout Annuity Application
File
(fillable/savable) |
FR | ||
0687 |
Payout Annuity Quote Template
File
Available in PDF only (fillable/savable) |
FR | ||
1384 |
Pivotal Select Application Registered/Non-Registered
File
(fillable/savable) |
FR | ||
1383 |
Pivotal Select TFSA Application
File
(fillable/savable) |
FR | ||
0378 |
Pre-Authorized Debit Form
File
Available in PDF only (fillable/savable) |
FR | ||
0047 |
Request for Direct Deposit Plan
File
Available in PDF only (fillable/savable) |
FR | ||
1673 |
RRSP to RRIF Conversion Form
File
Available in PDF only (fillable/savable) |
FR | ||
1582 |
TFSA Third Party Contribution
File
Available in PDF only (fillable/savable) |
FR | ||
0031 | Third Party Form File | FR | ||
0114 |
Transfer Authorization Form
File
Available in PDF only (fillable/savable) |
FR | ||
1820 |
Verification of Identification (Remote Signer)
File
Available in PDF only (fillable/savable) |
FR | ||
1319 |
Withdrawal Request Form
File
Available in PDF only (fillable/savable) |
FR |